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Original Research| Volume 160, P61-71, January 2022

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Nivolumab plus docetaxel in patients with chemotherapy-naïve metastatic castration-resistant prostate cancer: results from the phase II CheckMate 9KD trial

Open AccessPublished:November 18, 2021DOI:https://doi.org/10.1016/j.ejca.2021.09.043

      Highlights

      • Nivolumab plus docetaxel has clinical activity in men with chemotherapy-naïve metastatic castration-resistant prostate cancer.
      • Safety of the combination is consistent with that of the individual components.
      • These data support further investigation in the ongoing phase III CheckMate 7DX trial.

      Abstract

      Background

      Docetaxel has immunostimulatory effects that may promote an immunoresponsive prostate tumour microenvironment, providing a rationale for combination with nivolumab (programmed death-1 inhibitor) for metastatic castration-resistant prostate cancer (mCRPC).

      Methods

      In the non-randomised, multicohort, global phase II CheckMate 9KD trial, 84 patients with chemotherapy-naive mCRPC, ongoing androgen deprivation therapy and ≤2 prior novel hormonal therapies (NHTs) received nivolumab 360 mg and docetaxel 75 mg/m2 every 3 weeks with prednisone 5 mg twice daily (≤10 cycles) and then nivolumab 480 mg every 4 weeks (≤2 years). The co-primary end-points were objective response rate (ORR) and prostate-specific antigen response rate (PSA50-RR; ≥50% decrease from baseline).

      Results

      The confirmed ORR (95% confidence interval [CI]) was 40.0% (25.7–55.7), and the confirmed PSA50-RR (95% CI) was 46.9% (35.7–58.3). The median (95% CI) radiographic progression-free survival (rPFS) and overall survival (OS) were 9.0 (8.0–11.6) and 18.2 (14.6–20.7) months, respectively. In subpopulations with versus without prior NHT, the ORR was 38.7% versus 42.9%, the PSA50-RR was 39.6% versus 60.7%, the median rPFS was 8.5 versus 12.0 months and the median OS was 16.2 months versus not reached. Homologous recombination deficiency status or tumour mutational burden did not appear to impact efficacy. The most common any-grade and grade 3–4 treatment-related adverse events were fatigue (39.3%) and neutropenia (16.7%), respectively. Three treatment-related deaths occurred (1 pneumonitis related to nivolumab; 2 pneumonias related to docetaxel).

      Conclusions

      Nivolumab plus docetaxel has clinical activity in patients with chemotherapy-naïve mCRPC. Safety was consistent with the individual components. These results support further investigation in the ongoing phase III CheckMate 7DX trial.

      ClinicalTrials.gov registration

      NCT03338790.

      Keywords

      1. Introduction

      The emergence of immune checkpoint inhibitors targeting the programmed death-1 (PD-1)/programmed death ligand 1 (PD-L1) pathway has revolutionised treatment of various advanced cancers. However, although single-agent anti–PD-1/PD-L1 therapies have been shown to improve outcomes for some tumours, they provide suboptimal clinical benefits in unselected patient populations with metastatic castration-resistant prostate cancer (mCRPC) [
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      Immunotherapy for castration-resistant prostate cancer: progress and new paradigms.
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      ]. Nevertheless, long-term survival benefits and sustained complete remissions have been reported in patients with mCRPC receiving the cytotoxic T lymphocyte–associated antigen-4 inhibitor ipilimumab [
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      Final analysis of the ipilimumab versus placebo following radiotherapy phase III trial in postdocetaxel metastatic castration-resistant prostate cancer identifies an excess of long-term survivors.
      ], suggesting that some patients can benefit from checkpoint blockade. A generally accepted explanation for the suboptimal clinical activity of checkpoint inhibitors is that it is because most patients with mCRPC harbour a largely immunosuppressive tumour microenvironment, characterised by low infiltration of CD8+ T cells and increased densities of immunosuppressive cell types, such as neutrophils, monocytic myeloid-derived suppressor cells and Th17 and Treg cell populations [
      • Sfanos K.S.
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      • DeMarzo A.M.
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      Phenotypic analysis of prostate-infiltrating lymphocytes reveals TH17 and Treg skewing.
      ,
      • Idorn M.
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      Correlation between frequencies of blood monocytic myeloid-derived suppressor cells, regulatory T cells and negative prognostic markers in patients with castration-resistant metastatic prostate cancer.
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      • et al.
      The landscape of immune cells infiltrating in prostate cancer.
      ]. Accordingly, clinical trials are investigating regimens combining anti–PD-1/PD-L1 agents with existing anticancer treatments that have potential to stimulate a more immunoresponsive prostate cancer microenvironment, including inhibitors of distinct immune checkpoint pathways or other systemic anticancer treatments [
      • Boudadi K.
      • Suzman D.L.
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      • Fu W.
      • Luber B.
      • Wang H.
      • et al.
      Ipilimumab plus nivolumab and DNA-repair defects in AR-V7-expressing metastatic prostate cancer.
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      • et al.
      Nivolumab plus ipilimumab for metastatic castration-resistant prostate cancer: preliminary analysis of patients in the CheckMate 650 trial.
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      • Madan R.A.
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      • Hankin A.
      • et al.
      Activity of durvalumab plus olaparib in metastatic castration-resistant prostate cancer in men with and without DNA damage repair mutations.
      ,
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      • Slottke R.E.
      • Redmond W.L.
      • Thomas G.V.
      • et al.
      A phase II single-arm study of pembrolizumab with enzalutamide in men with metastatic castration-resistant prostate cancer progressing on enzalutamide alone.
      ].
      Docetaxel is a currently recommended first-line treatment for mCRPC [
      • Tannock I.F.
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      • Berry W.R.
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      • Pluzanska A.
      • Chi K.N.
      • et al.
      Docetaxel plus prednisone or mitoxantrone plus prednisone for advanced prostate cancer.
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      • Grilli M.
      • Kantoff P.W.
      • et al.
      Update on systemic prostate cancer therapies: management of metastatic castration-resistant prostate cancer in the era of precision oncology.
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      • Ost P.
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      • et al.
      Prostate cancer: ESMO clinical practice guidelines for diagnosis, treatment and follow-up.
      ,
      National Comprehensive Cancer Network (NCCN)
      Clinical practice guidelines in oncology: prostate cancer - version 1.2021.
      ]. Although the anticancer activity of docetaxel is typically associated with inhibition of microtubule depolymerisation and related mitotic arrest and tumour cell death [
      • Fong A.
      • Durkin A.
      • Lee H.
      The potential of combining tubulin-targeting anticancer therapeutics and immune therapy.
      ], there is evidence of additional immunostimulatory effects. Preclinical and clinical studies have shown that taxanes, such as docetaxel, may enhance antitumour immune responses by increasing tumour antigen presentation, promoting production of inflammatory cytokines and/or modifying immune cell populations, most notably the downregulation of immunosuppressive T cells [
      • Fong A.
      • Durkin A.
      • Lee H.
      The potential of combining tubulin-targeting anticancer therapeutics and immune therapy.
      ,
      • Galluzzi L.
      • Buque A.
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      • Kroemer G.
      Immunological effects of conventional chemotherapy and targeted anticancer agents.
      ,
      • Gulley J.L.
      • Madan R.A.
      Developing immunotherapy strategies in the treatment of prostate cancer.
      ]. As these immune-related effects might provide a stimulus to switch the prostate tumour microenvironment from immunosuppressive to immunoresponsive, there is a therapeutic rationale for combining anti–PD-1/PD-L1 agents with docetaxel for mCRPC, an approach that appears to be successful in patients with lung cancer [
      • Arrieta O.
      • Barron F.
      • Ramirez-Tirado L.A.
      • Zatarain-Barron Z.L.
      • Cardona A.F.
      • Diaz-Garcia D.
      • et al.
      Efficacy and safety of pembrolizumab plus docetaxel vs docetaxel alone in patients with previously treated advanced non-small cell lung cancer: the PROLUNG phase 2 randomized clinical trial.
      ].
      We report results from cohort B of the multicohort, phase II CheckMate 9KD trial, which evaluated the efficacy and safety of the anti–PD-1 inhibitor nivolumab combined with docetaxel in men with chemotherapy-naïve mCRPC.

      2. Methods

      2.1 Study population

      CheckMate 9KD (NCT03338790) is a non-randomised, open-label, multicohort, phase II trial of nivolumab combined with rucaparib, docetaxel or enzalutamide for mCRPC. Eligible patients were adults with histologically confirmed adenocarcinoma of the prostate with radiologic evidence of M1 metastatic disease, ongoing androgen deprivation therapy with a gonadotropin-releasing hormone analogue or bilateral orchiectomy (confirmed by a testosterone level ≤1.73 nmol/L at screening), documented prostate cancer progression per Prostate Cancer Clinical Trials Working Group 3 (PCWG3) criteria (Supplementary Methods 1) and an Eastern Cooperative Oncology Group performance status of 0–1. Patients also had to have sufficient tumour tissue obtained within 5 years before enrolment from a metastatic tumour lesion or primary tumour lesion not previously irradiated. The exclusion criteria included active brain metastases, conditions requiring systemic corticosteroids (>10 mg daily prednisone equivalent) or other immunosuppressive medications within 14 days of the start of study treatment and prior treatments specifically targeting T-cell co-stimulation or checkpoint pathways.
      Patients were assigned to treatment cohorts based on prior therapy received in the castration-resistant setting and eligibility for receipt of immediate chemotherapy (Fig. S1). For assignment to cohort B, patients had to have chemotherapy-naïve mCRPC and be candidates for immediate docetaxel treatment (per the investigator's discretion). Prior treatment with up to 2 novel hormonal therapies (NHTs; i.e. abiraterone, enzalutamide or apalutamide) in the castration-resistant setting was permissible if the last dose was administered >28 days before cohort assignment. Patients who previously received docetaxel or another chemotherapy for mCRPC were excluded, although prior docetaxel treatment for metastatic hormone-sensitive prostate cancer was allowed if ≥ 12 months had elapsed from the last docetaxel dose. Patients with grade ≥2 peripheral neuropathy (per National Cancer Institute Common Terminology Criteria for Adverse Events [CTCAE] version 4.03) were also excluded from cohort B.
      The study was approved by the institutional review board/ethics committee at each site and conducted in accordance with consensus ethical principles derived from international guidelines including the Declaration of Helsinki, Council for International Organizations of Medical Sciences and Good Clinical Practice, as defined by the International Conference on Harmonisation. All patients provided written informed consent.

      2.2 Procedures

      Patients in cohort B received a combination of intravenous nivolumab 360 mg and docetaxel 75 mg/m2 every 3 weeks, with oral prednisone 5 mg twice daily, for a maximum of 10 cycles, followed by nivolumab monotherapy (480 mg every 4 weeks) for up to 2 years from the date of the first nivolumab dose. Oral dexamethasone 8 mg was given as premedication at 12, 3 and 1 h before docetaxel infusion. Treatment could be prematurely discontinued because of disease progression, unacceptable toxicity, withdrawal of consent or the end of the trial, whichever occurred first. If docetaxel was discontinued before cycle 10, nivolumab 360 mg every 3 weeks was administered alone until cycle 10.

      2.3 Assessments

      The co-primary end-points were objective response rate (ORR; proportion of patients achieving a confirmed complete or partial response as assessed by the investigator using PCWG3 criteria) and prostate-specific antigen (PSA) response rate (PSA50-RR; proportion of patients with a ≥50% PSA decrease from baseline). The secondary end-points included investigator-assessed radiographic progression-free survival (rPFS), time to and duration of objective response, time to PSA progression, overall survival (OS) and safety. PCWG3 criteria were used to assess rPFS, time to and duration of objective response and time to PSA progression.
      The preplanned or post hoc exploratory end-points included the proportion of patients with a ≥30% PSA decrease from baseline (PSA30-RR; post hoc), time to and duration of PSA50 response (post hoc), and associations between efficacy outcomes and (1) prior NHT in the castration-resistant setting (post hoc), (2) homologous recombination deficiency (HRD) mutational status (preplanned) and (3) tumour mutational burden (TMB; post hoc). HRD and TMB analysis methodology is described in Supplementary Methods 2.
      Adverse events (AEs), graded per CTCAE v.4.03, are reported from the first dose of nivolumab plus docetaxel up to 30 days after the last dose of study drug. Immune-mediated AEs (i.e. those consistent with an immune-mediated mechanism or component for which non-inflammatory etiologies, e.g. infection or tumour progression, were ruled out) are reported up to 100 days after the last dose of study drug.
      Imaging assessments in cohort B (computed tomography/magnetic resonance imaging and radionuclide bone scans) were performed during screening, every 8 weeks (±1 week) from the first dose to week 24 and then every 12 weeks (±1 week) until disease progression or treatment discontinuation (whichever was later). Objective responses and progressive disease were confirmed by repeat scans. PSA was assessed locally at screening, on day 1 of cycles 1 through 5 and then day 1 of every other treatment cycle starting with cycle 7. PSA responses were confirmed by a second consecutive assessment obtained ≥3 weeks later.

      2.4 Statistical analyses

      Enrolment of 85 patients was planned for cohort B with sample size calculations based on the precision approach for the co-primary end-points (Supplementary Methods 3). Efficacy and safety analyses were conducted on the all-treated population (all patients receiving a dose of nivolumab and/or docetaxel). Objective response analyses were conducted on treated patients with baseline measurable disease. PSA response analyses were conducted on treated patients with a baseline and ≥1 postbaseline PSA assessment (PSA-evaluable patients).
      ORRs and PSA response rates and corresponding 2-sided exact 95% confidence intervals (CIs) were calculated using Clopper–Pearson methodology [
      • Clopper C.J.
      • Pearson E.S.
      The use of confidence or fiducial limits illustrated in the case of the binomial.
      ]. Time to and duration of objective response, time to PSA progression, rPFS and OS were estimated using the Kaplan–Meier method [
      • Kaplan E.L.
      • Meier P.
      Nonparametric estimation from incomplete observations.
      ]. For rPFS, OS and duration of objective response, median values and corresponding 95% CIs were constructed based on a log–log transformed CI for the survivor function [
      • Klein J.P.
      • Moeschberger M.L.
      Survival analysis: techniques for censored and truncated data.
      ].

      3. Results

      Eighty-four men with mCRPC received nivolumab plus docetaxel (all-treated population). Patient and disease characteristics are shown in Table 1. Most patients (n = 54, 64.3%) had received prior NHT in the castration-resistant setting, mainly enzalutamide (n = 24, 28.6%), abiraterone (n = 17, 20.2%) or both enzalutamide and abiraterone (n = 12, 14.3%). Patient disposition is summarised in Table S1; at data cutoff (17 July 2020), 76 patients (90.5%) had discontinued all study treatments, mostly because of disease progression (n = 50, 59.5%) or study drug toxicity (n = 15, 17.9%). Treatment exposure is described in Table S2. The median duration (range) of therapy was 7.2 (0.0–22.1) months for nivolumab and 5.2 (0.0–7.6) months for docetaxel; the median (range) number of doses received was 11.0 (1–27) and 8.0 (1–10), respectively. The median follow-up was 15.2 months.
      Table 1Patient demographic and disease characteristics.
      CharacteristicAll treated patients (N = 84)
      Median age (range), years71 (53–88)
      Age category, n (%)
       <70 years39 (46.4)
       ≥70 years45 (53.6)
      Race, n (%)
       White70 (83.3)
       Black or African American8 (9.5)
       Other6 (7.1)
      Geographic region, n (%)
       United States29 (34.5)
       Europe18 (21.4)
       Rest of the world
      Represents Australia, Canada and South America.
      37 (44.0)
      ECOG performance status, n %
       036 (42.9)
       148 (57.1)
      Gleason score, n (%)
       ≤733 (39.3)
       >749 (58.3)
       Not reported2 (2.4)
      Median time since diagnosis (range), years4.6 (0.3–47.7)
      Bone lesions, n (%)
       09 (10.7)
       1–423 (27.4)
       >452 (61.9)
      Visceral metastases, n (%)
       Yes23 (27.4)
       No59 (70.2)
       Not reported2 (2.4)
      Measurable disease, n (%)45 (53.6)
      Average daily worst pain intensity, n (%)
       <452 (61.9)
       ≥428 (33.3)
       Not reported4 (4.8)
      Median PSA (range), ng/mL
      Based on 81 patients with available baseline PSA data.
      49.5 (1.2–1085.0)
      PD-L1 expression, n (%)
       <1%47 (56.0)
       ≥1%4 (4.8)
       Not reported33 (39.3)
      Haemoglobin, n (%)
       <110 g/L12 (14.3)
       ≥110 g/L71 (84.5)
       Not reported1 (1.2)
      Alkaline phosphatase, n (%)
       <1.5 × ULN57 (67.9)
       ≥1.5 × ULN26 (31.0)
       Not reported1 (1.2)
      Lactate dehydrogenase, n (%)
       ≤ULN51 (60.7)
       >ULN31 (36.9)
       Not reported2 (2.4)
      Prior cancer surgery, n (%)40 (47.6)
      Prior radiotherapy, n (%)54 (64.3)
      Prior NHT in castration-resistant setting, n (%)
       Any NHT54 (64.3)
       Enzalutamide only24 (28.6)
       Abiraterone only17 (20.2)
       Enzalutamide and abiraterone12 (14.3)
       Apalutamide only1 (1.2)
      ECOG, Eastern Cooperative Oncology Group; NHT, novel hormonal therapy; PD-L1, programmed death ligand 1; PSA, prostate-specific antigen; ULN, upper limit of normal.
      a Represents Australia, Canada and South America.
      b Based on 81 patients with available baseline PSA data.
      Among 45 treated patients with baseline measurable disease, the confirmed ORR (95% CI) was 40.0% (25.7–55.7), with 1 patient (2.2%) achieving a complete response and 17 (37.8%) achieving partial responses (Table 2). The median time to objective response (range) was 2.0 (1.6–7.3) months, and the median response duration (95% CI) was 7.0 (6.4–12.4) months. Among 81 PSA-evaluable patients, the confirmed PSA50-RR (95% CI) was 46.9% (35.7–58.3) and the confirmed PSA30-RR (95% CI) was 58.0% (46.5–68.9; Table 2). In all 84 treated patients, the median rPFS (95% CI) was 9.0 (8.0–11.6) months (Fig. 1A) and the median OS (95% CI) was 18.2 (14.6–20.7) months (Fig. 1B).
      Table 2Objective and PSA response outcomes in all treated patients.
      Objective responses
      Confirmed complete or partial response per PCWG3.
      Evaluable patients (n = 45)
      Patients with measurable disease at baseline.
      Confirmed ORR (95% CI), %40.0 (25.7–55.7)
      BOR, n (%)
       Complete response1 (2.2)
      The patient achieving a complete response per PCWG3 also achieved a substantial decline in PSA (baseline, 6.2 ng/mL; day 22, 0.4 ng/mL with PSA maintained <1 ng/mL through day 547) and a rapid reduction in diameter of the target lymph node lesion (screening, 22 mm; week 9, 11 mm; week 48, 0 mm).
       Partial response17 (37.8)
       Stable disease24 (53.3)
       Progressive disease3 (6.7)
      Median time to objective response (range), months2.0 (1.6–7.3)
      Median duration of objective response (95% CI), months7.0 (6.4–12.4)
      PSA responses
      A decrease in PSA from baseline to the lowest postbaseline PSA result of ≥50% (PSA50) or ≥30% (PSA30); a second consecutive value obtained ≥3 weeks later was required for confirmation of PSA responses.
      Evaluable patients (n = 81)
      Patients with a baseline and ≥1 postbaseline PSA assessment.
      Confirmed or unconfirmed PSA50-RR (95% CI), %53.1 (41.7–64.3)
      Confirmed PSA50-RR (95% CI), %46.9 (35.7–58.3)
       Median time to confirmed PSA50 response (range), months1.4 (0.6–7.1)
       Median duration of confirmed PSA50 response (95% CI), months8.4 (6.0–9.5)
      Confirmed or unconfirmed PSA30-RR (95% CI), %64.2 (52.8–74.6)
      Confirmed PSA30-RR (95% CI), %58.0 (46.5–68.9)
      Median time to PSA progression (95% CI), months
      PSA progression was defined as the date of an increase of ≥25% or an absolute increase of ≥2 ng/mL from the PSA nadir.
      8.7 (7.3–10.4)
      BOR, best overall response; CI, confidence interval; ORR, objective response rate; PCWG3, Prostate Cancer Clinical Trials Working Group 3; PSA, prostate-specific antigen; PSA30-RR, ≥30% decrease in PSA from baseline; PSA50-RR, ≥50% decrease in PSA from baseline.
      a Confirmed complete or partial response per PCWG3.
      b Patients with measurable disease at baseline.
      c The patient achieving a complete response per PCWG3 also achieved a substantial decline in PSA (baseline, 6.2 ng/mL; day 22, 0.4 ng/mL with PSA maintained <1 ng/mL through day 547) and a rapid reduction in diameter of the target lymph node lesion (screening, 22 mm; week 9, 11 mm; week 48, 0 mm).
      d A decrease in PSA from baseline to the lowest postbaseline PSA result of ≥50% (PSA50) or ≥30% (PSA30); a second consecutive value obtained ≥3 weeks later was required for confirmation of PSA responses.
      e Patients with a baseline and ≥1 postbaseline PSA assessment.
      f PSA progression was defined as the date of an increase of ≥25% or an absolute increase of ≥2 ng/mL from the PSA nadir.
      Fig. 1
      Fig. 1Kaplan–Meier plots of (A) rPFS and (B) OS in all treated patients. CI, confidence interval; OS, overall survival; rPFS, radiographic progression-free survival.
      In subpopulations with versus without prior NHT, the confirmed ORR (95% CI) was 38.7% (21.8–57.8) versus 42.9% (17.7–71.1) in patients with baseline measurable disease, and the confirmed PSA50-RR and PSA30-RR (95% CI) were 39.6% (26.5–54.0) versus 60.7% (40.6–78.5) and 52.8% (38.6–66.7) versus 67.9% (47.6–84.1), respectively, in PSA-evaluable patients. The median rPFS (95% CI) was 8.5 (7.5–10.8) versus 12.0 (6.2–18.2) months, and the median OS (95% CI) was 16.2 (13.5–18.3) months versus not reached (9.9–not estimable; Table 3, Fig. 2A–B). Maximum changes in tumour size and PSA from baseline based on prior NHT are displayed in Fig. S2.
      Table 3Objective and PSA response outcomes based on prior NHT, HRD and TMB status.
      Objective responses
      Confirmed complete or partial response per PCWG3.
      Prior NHT statusHRD statusTMB status
      PriorNo priorNegative/Not evaluablePositive<10 mut/Mb≥10 mut/Mb
      Evaluable patients
      Patients with measurable disease at baseline and available data on NHT, HRD or TMB status (as applicable).
      311426192413
      ORR (95% CI), %38.7 (21.8–57.8)42.9 (17.7–71.1)42.3 (23.4–63.1)36.8 (16.3–61.6)50.0 (29.1–70.9)38.5 (13.9–68.4)
      BOR, n (%)
       Complete response1 (3.2)001 (5.3)01 (7.7)
       Partial response11 (35.5)6 (42.9)11 (42.3)6 (31.6)12 (50.0)4 (30.8)
       Stable disease17 (54.8)7 (50.0)14 (53.8)10 (52.6)11 (45.8)7 (53.8)
       Progressive disease2 (6.5)1 (7.1)1 (3.8)2 (10.5)1 (4.2)1 (7.7)
      PSA responses
      A decrease in PSA from baseline to the lowest postbaseline PSA result of ≥50% (PSA50) or ≥30% (PSA30); a second consecutive value obtained ≥3 weeks later was required for confirmation of PSA response.
      PriorNo priorNegative/Not evaluablePositive<10 mut/Mb≥10 mut/Mb
      Evaluable patients
      Patients with a baseline and ≥1 postbaseline PSA assessment and available data on NHT, HRD or TMB status (as applicable).
      532847344619
      PSA50-RR (95% CI), %39.6 (26.5–54.0)60.7 (40.6–78.5)44.7 (30.2–59.9)50.0 (32.4–67.6)52.2 (36.9–67.1)31.6 (12.6–56.6)
      PSA30-RR (95% CI), %52.8 (38.6–66.7)67.9 (47.6–84.1)63.8 (48.5–77.3)50.0 (32.4–67.6)58.7 (43.2–73.0)52.6 (28.9–75.6)
      BOR, best overall response; CI, confidence interval; HRD, homologous recombination deficiency; mut, mutations; NHT, novel hormonal therapy; ORR, objective response rate; PCWG3, Prostate Cancer Clinical Trials Working Group 3; PSA, prostate-specific antigen; PSA30-RR, ≥30% decrease in PSA from baseline; PSA50-RR, ≥50% decrease in PSA from baseline; TMB, tumour mutation burden.
      a Confirmed complete or partial response per PCWG3.
      b Patients with measurable disease at baseline and available data on NHT, HRD or TMB status (as applicable).
      c A decrease in PSA from baseline to the lowest postbaseline PSA result of ≥50% (PSA50) or ≥30% (PSA30); a second consecutive value obtained ≥3 weeks later was required for confirmation of PSA response.
      d Patients with a baseline and ≥1 postbaseline PSA assessment and available data on NHT, HRD or TMB status (as applicable).
      Fig. 2
      Fig. 2Kaplan–Meier plots of rPFS and OS based on prior NHT (A and B), HRD (C and D) or TMB (E and F) status. CI, confidence interval; HRD, homologous recombination deficiency; NE, not evaluable; NHT, novel hormonal therapy; NR, not reached; OS, overall survival; rPFS, radiographic progression-free survival; TMB, tumour mutational burden. a Includes 46 patients confirmed with HRD-negative tumours and 3 patients not evaluable for HRD.
      In subpopulations with HRD-negative/not evaluable tumours versus HRD-positive tumours, the confirmed ORR (95% CI) was 42.3% (23.4–63.1) versus 36.8% (16.3–61.6) in patients with baseline measurable disease, and the confirmed PSA50-RR and PSA30-RR (95% CI) were 44.7% (30.2–59.9) versus 50.0% (32.4–67.6) and 63.8% (48.5–77.3) versus 50.0% (32.4–67.6), respectively, in PSA-evaluable patients. The median rPFS (95% CI) was 8.3 (5.7–11.5) versus 9.8 (8.3–12.9) months, and the median OS (95% CI) was 18.2 (13.5–not estimable) versus 18.3 (13.0–not estimable) months (Table 3, Fig. 2C–D).
      In subpopulations with TMB <10 versus ≥10 mutations/Mb, the confirmed ORR (95% CI) was 50.0% (29.1–70.9) versus 38.5% (13.9–68.4) in patients with baseline measurable disease, and the confirmed PSA50-RR and PSA30-RR (95% CI) were 52.2% (36.9–67.1) versus 31.6% (12.6–56.6) and 58.7% (43.2–73.0) versus 52.6 (28.9–75.6), respectively, in PSA-evaluable patients. The median rPFS (95% CI) was 9.8 (8.2–12.0) versus 9.0 (6.2–12.9) months, and the median OS (95% CI) was 17.3 (13.0–not estimable) versus 15.7 (6.8–not estimable) months (Table 3, Fig. 2E–F). Efficacy outcomes based on median TMB are shown in Table S3.
      Any-grade treatment-related AEs occurred in 95.2% of all treated patients, most frequently fatigue (39.3%), diarrhoea (35.7%) and alopecia (34.5%; Table 4). Grade 3-4 treatment-related AEs occurred in 47.6% of patients, most commonly neutropenia (16.7%). Any-grade and grade 3-4 treatment-related serious AEs were reported in 27.4% and 26.2% of all treated patients, respectively, with the most frequent event being pneumonitis (6.0% and 4.8%). Any-grade and grade 3-4 treatment-related AEs led to discontinuation of one or both study drugs in 29.8% and 14.3% of all treated patients, respectively, with the most frequent event leading to discontinuation being pneumonitis (in 7.1% and 4.8%, respectively; Table 4). The most common any-grade immune-mediated AEs were rash (10.7%), pneumonitis (9.5%) and hypothyroidism (6.0%); the most common grade 3-4 immune-mediated AE was pneumonitis (4.8%; Table S4).
      Table 4Treatment-related AEs in all treated patients (N = 84).
      Treatment-related AEs, n (%)
      Includes individual any-grade treatment-related AEs occurring in >5% of all treated patients and/or grade 3–4 treatment-related AEs occurring in >2% of all treated patients.
      Any gradeGrade 3-4
      Any treatment-related AE80 (95.2)40 (47.6)
       Fatigue33 (39.3)4 (4.8)
       Diarrhoea30 (35.7)4 (4.8)
       Alopecia29 (34.5)0
       Nausea25 (29.8)1 (1.2)
       Anaemia20 (23.8)3 (3.6)
       Peripheral neuropathy20 (23.8)0
       Decreased appetite16 (19.0)0
       Neutropenia15 (17.9)14 (16.7)
       Rash15 (17.9)2 (2.4)
       Peripheral oedema15 (17.9)0
       Asthenia12 (14.3)3 (3.6)
       Dysgeusia12 (14.3)0
       Pneumonitis11 (13.1)4 (4.8)
       Dyspnoea11 (13.1)2 (2.4)
       Constipation10 (11.9)1 (1.2)
       Cough9 (10.7)1 (1.2)
       Dizziness8 (9.5)0
       Neutrophil count decreased7 (8.3)4 (4.8)
       Chills7 (8.3)0
       Nail discolouration7 (8.3)0
       Pneumonia5 (6.0)4 (4.8)
       Vomiting5 (6.0)0
       Febrile neutropenia4 (4.8)4 (4.8)
      Treatment-related serious AEs, n (%)
      Includes individual any-grade treatment-related serious AEs occurring in >2% of all treated patients.
      Any gradeGrade 3-4
      Any treatment-related serious AE23 (27.4)22 (26.2)
      Pneumonitis5 (6.0)4 (4.8)
      Pneumonia4 (4.8)4 (4.8)
      Febrile neutropenia4 (4.8)4 (4.8)
      Diarrhoea3 (3.6)3 (3.6)
      Neutropenia2 (2.4)2 (2.4)
      Treatment-related AEs leading to discontinuation, n (%)
      Represents a treatment-related AE that led to permanent discontinuation of nivolumab and/or docetaxel; includes individual any-grade treatment-related AEs occurring in >2% of all treated patients.
      Any gradeGrade 3-4
      Any treatment-related AE leading to discontinuation25 (29.8)12 (14.3)
       Pneumonitis6 (7.1)4 (4.8)
       Fatigue5 (6.0)0
       Peripheral neuropathy5 (6.0)0
       Pneumonia3 (3.6)2 (2.4)
       Asthenia2 (2.4)1 (1.2)
      AE, adverse event.
      a Includes individual any-grade treatment-related AEs occurring in >5% of all treated patients and/or grade 3–4 treatment-related AEs occurring in >2% of all treated patients.
      b Includes individual any-grade treatment-related serious AEs occurring in >2% of all treated patients.
      c Represents a treatment-related AE that led to permanent discontinuation of nivolumab and/or docetaxel; includes individual any-grade treatment-related AEs occurring in >2% of all treated patients.
      There were 3 on-study deaths related to study treatment; 1 case of pneumonitis was considered related to nivolumab, and 2 cases of pneumonia were considered related to docetaxel (details in Table S5).

      4. Discussion

      Based on the potential for immunostimulatory effects of docetaxel to promote a more immunoresponsive prostate tumour microenvironment, cohort B of the phase II CheckMate 9KD trial assessed the combination of nivolumab plus docetaxel for mCRPC. Here, the combination showed antitumour activity in men with chemotherapy-naïve mCRPC with more than a third of treated patients achieving a confirmed objective response and almost half achieving a ≥50% PSA decline from baseline.
      Because prior treatment with NHT represents an additional line of therapy, there was an expectation that patients not previously receiving NHT would show better responses to nivolumab plus docetaxel, as they are receiving therapy at an earlier timepoint in their disease course. Indeed, in our study, ORRs and PSA response rates were higher and rPFS and OS were longer among patients without prior NHT. Nevertheless, clinical activity of nivolumab plus docetaxel was observed among patients who had received prior NHT in the castration-resistant setting, with an ORR of 39%, a PSA50-RR of 40% and a median OS of 16.2 months. This aligns with a recent study of pembrolizumab plus docetaxel for patients with mCRPC previously exposed to either abiraterone or enzalutamide (but not both) reporting an ORR of 23%, a PSA50-RR of 34% and a median OS of 20.2 months [
      • Appleman L.J.
      • Kolinsky M.P.
      • Berry W.R.
      • Retz M.
      • Mourey L.
      • Piulats J.M.
      • et al.
      KEYNOTE-365 cohort B: pembrolizumab (pembro) plus docetaxel and prednisone in abiraterone (abi) or enzalutamide (enza)–pretreated patients with metastatic castration-resistant prostate cancer (mCRPC)—new data after an additional 1 year of follow-up.
      ].
      A critical aspect of evaluating combination therapy is determining its benefit over the individual components. Without head-to-head studies, this can only be surmised in the context of findings from other clinical studies. However, cross-study comparison should be treated with caution because of the potential influence of study design and patient population differences on efficacy outcomes. For example, multiple studies of docetaxel alone for mCRPC have reported ORRs ranging from 12% to 36%, PSA50-RRs ranging from 27% to 68% and OS medians ranging from 18.9 to 24.3 months [
      • Tannock I.F.
      • de Wit R.
      • Berry W.R.
      • Horti J.
      • Pluzanska A.
      • Chi K.N.
      • et al.
      Docetaxel plus prednisone or mitoxantrone plus prednisone for advanced prostate cancer.
      ,
      • Kelly W.K.
      • Halabi S.
      • Carducci M.
      • George D.
      • Mahoney J.F.
      • Stadler W.M.
      • et al.
      Randomized, double-blind, placebo-controlled phase III trial comparing docetaxel and prednisone with or without bevacizumab in men with metastatic castration-resistant prostate cancer: CALGB 90401.
      ,
      • Araujo J.C.
      • Trudel G.C.
      • Saad F.
      • Armstrong A.J.
      • Yu E.Y.
      • Bellmunt J.
      • et al.
      Docetaxel and dasatinib or placebo in men with metastatic castration-resistant prostate cancer (READY): a randomised, double-blind phase 3 trial.
      ,
      • Tannock I.F.
      • Fizazi K.
      • Ivanov S.
      • Karlsson C.T.
      • Flechon A.
      • Skoneczna I.
      • et al.
      Aflibercept versus placebo in combination with docetaxel and prednisone for treatment of men with metastatic castration-resistant prostate cancer (VENICE): a phase 3, double-blind randomised trial.
      ,
      • Petrylak D.P.
      • Vogelzang N.J.
      • Budnik N.
      • Wiechno P.J.
      • Sternberg C.N.
      • Doner K.
      • et al.
      Docetaxel and prednisone with or without lenalidomide in chemotherapy-naive patients with metastatic castration-resistant prostate cancer (MAINSAIL): a randomised, double-blind, placebo-controlled phase 3 trial.
      ,
      • de Bono J.S.
      • Smith M.R.
      • Saad F.
      • Rathkopf D.E.
      • Mulders P.F.A.
      • Small E.J.
      • et al.
      Subsequent chemotherapy and treatment patterns after abiraterone acetate in patients with metastatic castration-resistant prostate cancer: post hoc analysis of COU-AA-302.
      ,
      • Oudard S.
      • Fizazi K.
      • Sengelov L.
      • Daugaard G.
      • Saad F.
      • Hansen S.
      • et al.
      Cabazitaxel versus docetaxel as first-line therapy for patients with metastatic castration-resistant prostate cancer: a randomized phase III trial-FIRSTANA.
      ]. It is also noteworthy that most of these studies included either no or very small numbers of patients with prior NHT, a characteristic that has been shown in this study and elsewhere [
      • de Bono J.S.
      • Smith M.R.
      • Saad F.
      • Rathkopf D.E.
      • Mulders P.F.A.
      • Small E.J.
      • et al.
      Subsequent chemotherapy and treatment patterns after abiraterone acetate in patients with metastatic castration-resistant prostate cancer: post hoc analysis of COU-AA-302.
      ,
      • Schweizer M.T.
      • Zhou X.C.
      • Wang H.
      • Bassi S.
      • Carducci M.A.
      • Eisenberger M.A.
      • et al.
      The influence of prior abiraterone treatment on the clinical activity of docetaxel in men with metastatic castration-resistant prostate cancer.
      ,
      • Andrews J.R.
      • Ahmed M.E.
      • Karnes R.J.
      • Kwon E.
      • Bryce A.H.
      Systemic treatment for metastatic castrate resistant prostate cancer: does seqence matter?.
      ], to influence efficacy outcomes. Moreover, the studies also varied in other design features, such as whether PSA responses were confirmed, and the number of allowable chemotherapy cycles, which has also been shown to impact outcomes with docetaxel [
      • de Morrée E.S.
      • Vogelzang N.J.
      • Petrylak D.P.
      • Budnik N.
      • Wiechno P.J.
      • Sternberg C.N.
      • et al.
      Association of survival benefit with docetaxel in prostate cancer and total number of cycles administered: a post hoc analysis of the Mainsail study.
      ].
      Here, we found no clear association between HRD status or TMB and response to nivolumab plus docetaxel. Previously, several small studies have suggested improved response to single-agent or combination immunotherapy among patients with mCRPC harbouring DNA repair mutations or with ‘high’ TMB [
      • Antonarakis E.S.
      • Piulats J.M.
      • Gross-Goupil M.
      • Goh J.
      • Ojamaa K.
      • Hoimes C.J.
      • et al.
      Pembrolizumab for treatment-refractory metastatic castration-resistant prostate cancer: multicohort, open-label phase II KEYNOTE-199 study.
      ,
      • Boudadi K.
      • Suzman D.L.
      • Anagnostou V.
      • Fu W.
      • Luber B.
      • Wang H.
      • et al.
      Ipilimumab plus nivolumab and DNA-repair defects in AR-V7-expressing metastatic prostate cancer.
      ,
      • Sharma P.
      • Pachynski R.K.
      • Narayan V.
      • Flechon A.
      • Gravis G.
      • Galsky M.D.
      • et al.
      Nivolumab plus ipilimumab for metastatic castration-resistant prostate cancer: preliminary analysis of patients in the CheckMate 650 trial.
      ]. However, based on the preliminary nature of these data, and other recent studies indicating that the effect of DNA repair mutations and TMB on response to immune checkpoint inhibitors is tumour type–dependent [
      • Zhang J.
      • Shih D.J.H.
      • Lin S.Y.
      Role of DNA repair defects in predicting immunotherapy response.
      ,
      • McGrail D.J.
      • Pilie P.G.
      • Rashid N.U.
      • Voorwerk L.
      • Slagter M.
      • Kok M.
      • et al.
      High tumor mutation burden fails to predict immune checkpoint blockade response across all cancer types.
      ], it remains unclear how these mutational factors influence outcomes in immunotherapy-treated patients with mCRPC. In addition, the effect of TMB on the efficacy of docetaxel monotherapy is unknown. Thus, larger prospective studies are needed to adequately investigate the impact of DNA repair mutations and TMB, as well as other possible biomarkers such as microsatellite instability-high disease and cyclin-dependent kinase 12 (CDK12) alterations, on response to nivolumab plus docetaxel in men with mCRPC.
      Safety of nivolumab plus docetaxel was generally as expected based on the types of AEs previously observed in studies of the single components [
      • Tannock I.F.
      • de Wit R.
      • Berry W.R.
      • Horti J.
      • Pluzanska A.
      • Chi K.N.
      • et al.
      Docetaxel plus prednisone or mitoxantrone plus prednisone for advanced prostate cancer.
      ,
      • Oudard S.
      • Fizazi K.
      • Sengelov L.
      • Daugaard G.
      • Saad F.
      • Hansen S.
      • et al.
      Cabazitaxel versus docetaxel as first-line therapy for patients with metastatic castration-resistant prostate cancer: a randomized phase III trial-FIRSTANA.
      ,
      • Larkin J.
      • Chiarion-Sileni V.
      • Gonzalez R.
      • Grob J.J.
      • Cowey C.L.
      • Lao C.D.
      • et al.
      Combined nivolumab and ipilimumab or monotherapy in untreated melanoma.
      ,
      • Borghaei H.
      • Paz-Ares L.
      • Horn L.
      • Spigel D.R.
      • Steins M.
      • Ready N.E.
      • et al.
      Nivolumab versus docetaxel in advanced nonsquamous non-small-cell lung cancer.
      ]. Nevertheless, the rate of treatment-related pneumonitis was higher than anticipated based on prior studies of nivolumab and docetaxel alone [
      • Kelly W.K.
      • Halabi S.
      • Carducci M.
      • George D.
      • Mahoney J.F.
      • Stadler W.M.
      • et al.
      Randomized, double-blind, placebo-controlled phase III trial comparing docetaxel and prednisone with or without bevacizumab in men with metastatic castration-resistant prostate cancer: CALGB 90401.
      ,
      ], and 3 treatment-related deaths were associated with pneumonitis or pneumonia. Of note, 2 patients also died of treatment-related pneumonitis in the recent study of pembrolizumab plus docetaxel for post-NHT mCRPC [
      • Appleman L.J.
      • Kolinsky M.P.
      • Berry W.R.
      • Retz M.
      • Mourey L.
      • Piulats J.M.
      • et al.
      KEYNOTE-365 cohort B: pembrolizumab (pembro) plus docetaxel and prednisone in abiraterone (abi) or enzalutamide (enza)–pretreated patients with metastatic castration-resistant prostate cancer (mCRPC)—new data after an additional 1 year of follow-up.
      ]. Close monitoring and careful management of immune-mediated AEs, in particular pneumonitis-related events, will likely be important in future trials combining anti–PD-1 agents and docetaxel for prostate cancer, including the phase III CheckMate 7DX trial (NCT04100018), which will prospectively assess nivolumab plus docetaxel versus docetaxel alone for chemotherapy-naïve mCRPC.

      5. Conclusion

      The final analysis from cohort B of CheckMate 9KD showed clinical activity for nivolumab plus docetaxel in men with chemotherapy-naïve mCRPC. Moreover, the antitumour effects of nivolumab plus docetaxel were observed regardless of prior NHT, HRD status or TMB. Although no new safety signals were observed with nivolumab plus docetaxel, monitoring of immune-mediated AEs will be important for future clinical trials of this combination in the mCRPC setting.

      Author contribution statement

      Karim Fizazi: Conceptualization, Investigation, Writing - Original Draft, Writing - Review & Editing
      Pablo González Mella: Investigation, Writing - Original Draft, Writing - Review & Editing
      Daniel Castellano: Investigation, Writing - Original Draft, Writing - Review & Editing
      Jose N. Minatta: Investigation, Writing - Original Draft, Writing - Review & Editing
      Arash Rezazadeh Kalebasty: Investigation, Writing - Original Draft, Writing - Review & Editing
      David Shaffer: Investigation, Writing - Original Draft, Writing - Review & Editing
      Juan C. Vázquez Limón: Investigation, Writing - Original Draft, Writing - Review & Editing
      Héctor M. Sánchez López: Investigation, Writing - Original Draft, Writing - Review & Editing
      Andrew J. Armstrong: Investigation, Writing - Original Draft, Writing - Review & Editing
      Lisa Horvath: Investigation, Writing - Original Draft, Writing - Review & Editing
      Diogo A. Bastos: Investigation, Writing - Original Draft, Writing - Review & Editing
      Neha P. Amin: Investigation, Writing - Original Draft, Writing - Review & Editing
      Jia Li: Investigation, Formal analysis, Writing - Original Draft, Writing - Review & Editing
      Keziban Unsal-Kacmaz: Investigation, Formal analysis, Writing - Original Draft, Writing - Review & Editing
      Margitta Retz: Investigation, Writing - Original Draft, Writing - Review & Editing
      Fred Saad: Investigation, Writing - Original Draft, Writing - Review & Editing
      Daniel P. Petrylak: Investigation, Writing - Original Draft, Writing - Review & Editing
      Russell K. Pachynski: Investigation, Writing - Original Draft, Writing - Review & Editing

      Acknowledgements

      The authors would like to acknowledge the patients and families who made this study possible, the clinical study teams and Bristol Myers Squibb (Princeton, NJ) and Ono Pharmaceutical Company Ltd. (Osaka, Japan). All authors contributed to and approved the manuscript; writing and editorial assistance was provided by Richard Daniel, PhD, of Parexel, funded by Bristol Myers Squibb.

      Appendix A. Supplementary data

      The following is the Supplementary data to this article:

      Funding

      This work was supported by Bristol Myers Squibb.

      Conflict of interest statement

      The authors declare the following financial interests/personal relationships which may be considered as potential competing interests: KF reports consulting or advisory fees (institutional) from Janssen Oncology, Astellas Pharma, Sanofi, AstraZeneca, ESSA, and Amgen; consulting or advisory fees (personal) from Bayer, Orion Pharma GmbH, CureVac, Bristol Myers Squibb (BMS), and Clovis Oncology; travel accommodations, expenses from Janssen and MSD; honoraria (institutional) from Janssen, Sanofi, and Astellas Pharma; and honoraria (personal) from Bayer.
      PGM has nothing to disclose.
      DC reports consulting or advisory from Janssen Oncology, Roche/Genentech, Astellas Pharma, AstraZeneca, Pfizer, Novartis, Ipsen, BMS, MSD Oncology, Bayer, Lilly, Sanofi, Pierre Fabre, and Boehringer Ingelheim; research funding (institutional) from Janssen Oncology; and travel accommodations, expenses from Pfizer, Roche, BMS, and AstraZeneca Spain.
      JNM has nothing to disclose.
      ARK reports consulting or advisory fees from Exelixis, AstraZeneca, Bayer, Pfizer, Novartis, Genentech, BMS, and EMD Serono; speakers bureau fees from Janssen, Astellas Medivation, Pfizer, Novartis, Sanofi, Genentech/Roche, Eisai, AstraZeneca, BMS, Amgen, Exelixis, EMD Serono, Merck, and Seattle Genetics/Astellas; travel accommodations, expenses from Genentech, Prometheus, Astellas Medivation, Janssen, Eisai, Bayer, Pfizer, Novartis, Exelixis, and AstraZeneca; stock ownership in ECOM Medical; and research funding (institutional) from Genentech, Exelixis, Janssen, AstraZeneca, Bayer, BMS, Eisai, MacroGenics, Astellas Pharma, BeyondSpring Pharmaceuticals, BioClin Therapeutics, Clovis Oncology, Bavarian Nordic, Seattle Genetics, Immunomedics, and Epizyme.
      DS has nothing to disclose.
      JCVL reports consulting or advisory fees from AstraZeneca and Roche; travel accommodations, expenses from AstraZeneca, Asofarma, and Pfizer; honoraria from AstraZeneca, BMS, and MSD; and research funding from AstraZeneca, BMS, MSD, Novartis, and Sanofi.
      HMSL has nothing to disclose.
      AJA reports research funding (institutional) from BMS, Janssen, Pfizer/Astellas, Merck, Dendreon, Bayer, Constellation, AstraZeneca, and Genentech/Roche; and consulting or advisory fees from Janssen, Pfizer/Astellas, Merck, Dendreon, Bayer, AstraZeneca, and Clovis.
      LH reports research funding (institutional) from Astellas; advisory fees from Imagion Biosystems; and stock options from Imagion Biosystems.
      DAB reports research funding (institutional) from Janssen, Astellas, Bayer, and Pfizer; consulting or advisory fees from AstraZeneca, BMS, MSD, Janssen, Astellas, and Bayer; and speakers bureau fees from Janssen, Astellas, Bayer, BMS, and MSD.
      NPA is an employee of and has stock ownership in BMS. JL is an employee of and has stock ownership in BMS. KU-K is an employee of and has stock ownership in BMS.
      MR reports research funding from BMS; consulting or advisory fees from Astellas, BMS, Janssen, MSD, Merck, Pfizer, and Roche; and speakers bureau fees from BMS, Janssen, MSD, Merck, Pfizer, and Roche.
      FS reports honoraria from Astellas, Janssen, Bayer, Sanofi, AstraZeneca, and Pfizer; advisory fees from Astellas, Janssen, Bayer, Sanofi, AstraZeneca, and Pfizer; and research funding from Astellas, Janssen, Bayer, Sanofi, AstraZeneca, and Pfizer.
      DPP reports research funding from AstraZeneca, Bayer, Clovis Oncology, Eli Lilly, Endocyte, Genentech, Innocrin, MedImmune, Merck, Millennium, Novartis, Pfizer, Progenics, Roche Laboratories, Sanofi Aventis, Ada Cap, Agensys, Astellas, BioXcel Therapeutics, Eisai Medivation, Mirati, Replimune, and Seattle Genetics; and consulting fees from AstraZeneca, Bayer, Clovis Oncology, Dendreon, Eli Lilly, Exelixis, Janssen/Johnson and Johnson, Millennium, Pfizer, Roche Laboratories, Ada Cap, Amgen, Astellas, Bicycle Therapeutics, BioXcel Therapeutics, Boehringer Ingelheim, Incyte, Monopteros, Pharmacyclics, Seattle Genetics, and UroGen.
      RKP reports advisory or consulting fees from Bayer, BMS, Dendreon, EMD Serono/Pfizer, Sanofi, Jounce Therapeutics, and Walking Fish Therapeutics; speakers bureau fees from Dendreon, Genentech/Roche, Genomic Health, AstraZeneca, Sanofi, and Merck; travel accommodations, expenses from Genentech/Roche; and research funding (institutional) from Janssen and Pharmacyclics.

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