Abstract
Background
Prior randomised controlled trials on adjuvant hormonal therapy included HER2any patients; however, a differential effect of aromatase inhibitors (AIs) versus tamoxifen (TAM) may have been missed in ER+/HER2+ patients that comprise 7–15% of all breast cancer patients.
In addition, a woman's hormonal microenvironment may influence sensitivity to TAM and AIs in the adjuvant setting, which changes during menopausal transition, a process that takes years. We studied the efficacy of AIs versus TAM in ER+/HER2+ breast cancer patients grouped by age at diagnosis as a proxy for menopausal status using treatment and outcome data from the nationwide population-based Netherlands Cancer Registry (NCR).
Patients and methods
All women diagnosed between 2005 and 2007 with endocrine-treated, TanyNanyM0, ER+/HER2+ breast cancer were identified through the NCR (n = 1155). Patients were divided by age at diagnosis: premenopausal (≤45 years; n = 326), perimenopausal (45<years≤55; n = 304) and postmenopausal (>55 years; n = 525). A time-dependent variable, indicating whether AI or TAM was received for >50% of endocrine treatment duration, was applied to subdivide groups by predominant treatment received. Recurrence-free survival (RFS) and overall survival (OS) were assessed using Kaplan–Meier survival estimation and Cox regression. Hazard ratios (HRs) were adjusted for chemotherapy, trastuzumab, age at diagnosis, N-status, grade, pT-stage and ovarian ablation.
Results
During follow-up, 237 recurrences and 182 deaths occurred. Perimenopausal women derived significant RFS and OS benefit from AI compared with TAM, HR 0.47 (95% CI 0.25–0.91; P = 0.03) and HR 0.37 (95% CI 0.18–0.79; P = 0.01), respectively, whereas premenopausal women derived no benefit from AI compared with TAM. Treatment effects differed significantly between these age groups (interaction P = 0.03 and P = 0.02, respectively). Among postmenopausal women a small but non-significant AI benefit was observed.
Conclusion
AI treatment, preferably without any TAM treatment, was associated with the best RFS and OS outcome in ER+/HER2+ perimenopausal breast cancer patients.
1. Background
Tamoxifen (TAM) was the standard adjuvant endocrine treatment for all oestrogen receptor (ER) positive breast cancers until aromatase inhibitors (AIs) showed superiority over TAM in the treatment of ER+ postmenopausal patients [
[1]- Winer E.P.
- Hudis C.
- Burstein H.J.
- Wolff A.C.
- Pritchard K.I.
- Ingle J.N.
- et al.
American Society of Clinical Oncology technology assessment on the use of aromatase inhibitors as adjuvant therapy for postmenopausal women with hormone receptor-positive breast cancer: status report 2004.
]. Premenopausal patients were expected to derive a similar benefit from AI treatment. Indeed, results from the combined SOFT/TEXT analysis confirmed that the AI exemestane plus ovarian ablation (OA) significantly improved disease-free survival (DFS), breast cancer-free interval and distant metastasis-free survival when compared with TAM plus OA and TAM alone [
2- Francis P.A.
- Regan M.M.
- Fleming G.F.
- Lang I.
- Ciruelos E.
- Bellet M.
- et al.
Adjuvant ovarian suppression in premenopausal breast cancer.
,
3- Pagani O.
- Regan M.M.
- Walley B.A.
- Fleming G.F.
- Colleoni M.
- Lang I.
- et al.
Adjuvant exemestane with ovarian suppression in premenopausal breast cancer.
].
Studies on the crosstalk between the ER and human epidermal growth factor receptor 2 (HER2) pathways, however, resulted in the discovery of a differential endocrine treatment response between ER+/HER2
− and ER+/HER2+ preclinical breast cancer models, suggesting that ER+/HER2+ cell lines are resistant to TAM [
4- Hurtado A.
- Holmes K.A.
- Geistlinger T.R.
- Hutcheson I.R.
- Nicholson R.I.
- Brown M.
- et al.
Regulation of ERBB2 by oestrogen receptor-PAX2 determines response to tamoxifen.
,
5- Benz C.C.
- Scott G.K.
- Sarup J.C.
- Johnson R.M.
- Tripathy D.
- Coronado E.
- et al.
Estrogen-dependent, tamoxifen-resistant tumorigenic growth of MCF-7 cells transfected with HER2/neu.
,
6- Martin L.A.
- Ghazoui Z.
- Weigel M.T.
- Pancholi S.
- Dunbier A.
- Johnston S.
- et al.
An in vitro model showing adaptation to long-term oestrogen deprivation highlights the clinical potential for targeting kinase pathways in combination with aromatase inhibition.
,
7- Shou J.
- Massarweh S.
- Osborne C.K.
- Wakeling A.E.
- Ali S.
- Weiss H.
- et al.
Mechanisms of tamoxifen resistance: increased estrogen receptor-HER2/neu cross-talk in ER/HER2-positive breast cancer.
]. Clinical studies confirmed the benefit of AI over TAM in postmenopausal ER+/HER2+ patients, although the difference was not significant [
8- Rasmussen B.B.
- Regan M.M.
- Lykkesfeldt A.E.
- Dell'Orto P.
- Del Curto B.
- Henriksen K.L.
- et al.
Adjuvant letrozole versus tamoxifen according to centrally-assessed ERBB2 status for postmenopausal women with endocrine-responsive early breast cancer: supplementary results from the BIG 1-98 randomised trial.
,
9- Smith I.E.
- Dowsett M.
- Ebbs S.R.
- Dixon J.M.
- Skene A.
- Blohmer J.U.
- et al.
Neoadjuvant treatment of postmenopausal breast cancer with anastrozole, tamoxifen, or both in combination: the Immediate Preoperative Anastrozole, Tamoxifen, or Combined with Tamoxifen (IMPACT) multicenter double-blind randomized trial.
,
10- Ellis M.J.
- Coop A.
- Singh B.
- Mauriac L.
- Llombert-Cussac A.
- Janicke F.
- et al.
Letrozole is more effective neoadjuvant endocrine therapy than tamoxifen for ErbB-1- and/or ErbB-2-positive, estrogen receptor-positive primary breast cancer: evidence from a phase III randomized trial.
]. In premenopausal ER+/HER2+ patients, TAM plus OA resulted in a non-significant better outcome than AI plus OA [
[3]- Pagani O.
- Regan M.M.
- Walley B.A.
- Fleming G.F.
- Colleoni M.
- Lang I.
- et al.
Adjuvant exemestane with ovarian suppression in premenopausal breast cancer.
]. Perimenopausal patients were excluded from all these trials. Patients aged 45–55 years at diagnosis were included, but only when menopausal status was confirmed [
[11]- Dowsett M.
- Forbes J.F.
- Bradley R.
- Ingle J.
- Aihara T.
- et al.
Early Breast Cancer Trialists' Collaborative G
Aromatase inhibitors versus tamoxifen in early breast cancer: patient-level meta-analysis of the randomised trials.
].
We hypothesise that the hormonal microenvironment influences tumourigenesis and endocrine treatment sensitivity. Since menopausal transition is a process in time, we were interested to study the relative efficacy of AIs versus TAM in ER+/HER2+ breast cancer patients by age at diagnosis using treatment and outcome data from the population-based Netherlands Cancer Registry (NCR).
2. Methods
2.1 Patient selection
The nationwide population-based prospective NCR has registered all newly diagnosed, histologically confirmed, Dutch cancer patients from 1989 onwards. Detailed information on patient, tumour and treatment characteristics are collected from hospital records by trained registrars. Vital status data are available through annual linkage with the municipal population registry, conducted once a year. Information on the cause of death is not available. Disease recurrence data, which are not systematically recorded in the NCR, were complemented by NCR registrars by returning to the hospital records.
Using the NCR, we identified all women without a prior malignancy who were diagnosed between 2005 and 2007 with a TanyNanyM0, ER+/HER2+, endocrine-treated, invasive breast cancer.
According to Dutch guidelines, tumours were considered ER+ when ≥10% of tumour cells stained positive on immunohistochemistry (IHC). For HER2, tumours scoring positive on in-situ hybridisation, 3+ on IHC or positive on polymerase chain reaction were considered HER2+. Endocrine treatment was defined as TAM or AI treatment with or without OA achieved through surgery or chemical ablation.
2.2 Statistical analysis
To take switches between TAM and AI into account, we calculated the cumulative treatment duration for both modalities, starting from the date of treatment initiation until the date of treatment discontinuation. When the exact date of treatment initiation was missing, date of diagnosis or end date of previous endocrine treatment was used instead. Similarly, when the exact date of treatment discontinuation was missing, start date of subsequent endocrine treatment, disease recurrence, death or end of follow-up (FUP) was used.
The two endocrine treatment modalities were compared by investigating the AI treatment duration relative to the cumulative endocrine treatment duration in a time-dependent manner. In other words, at any event time during FUP, we calculated the AI-endocrine treatment ratio
=
(AI treatment duration/(AI+TAM treatment duration)
×
100%) (
Supplemental Fig. 1). Our main analyses used an AI-endocrine treatment ratio dichotomised at 50%. In addition, the AI-endocrine treatment ratio was treated as a continuous variable to assess trend. The AI-endocrine treatment ratio was evaluated by age at diagnosis using ≤45 years (premenopausal), 45<years≤55 (perimenopausal), >55 years (postmenopausal) as age cut-offs for menopausal status, in our main analyses. Heterogeneity of treatment effects by age at diagnosis was evaluated by likelihood ratio tests. We used OA as a time-dependent covariate. OA achieved through chemical ablation was, therefore, only taken into account when endocrine treatment was given concurrently. Patients receiving endocrine treatment after surgical ablation were also considered OA treated.
FUP time was used as the time scale to evaluate recurrence-free survival (RFS) and overall survival (OS). FUP-time calculation was performed with left truncation at the start of the first endocrine treatment. RFS time was calculated to death from any cause, invasive ipsilateral, local, regional or distant recurrence, whichever occurred first [
[12]- Hudis C.A.
- Barlow W.E.
- Costantino J.P.
- Gray R.J.
- Pritchard K.I.
- Chapman J.A.
- et al.
Proposal for standardized definitions for efficacy end points in adjuvant breast cancer trials: the STEEP system.
]. OS time was calculated until death from any cause. RFS and OS were assessed using an extended Kaplan–Meier survival estimator for time-dependent covariates [
[13]- Snapinn S.M.
- Jiang Qi
- Iglewicz Boris
Illustrating the impact of a time-varying covariate with an extended Kaplan-Meier estimator.
]. Patients without RFS and OS events at the end date of FUP or patients lost to FUP were censored. Cox regression modelling using FUP as the time scale was performed to estimate hazard ratios (HRs), 95% confidence intervals (CIs) and
p-values. Factors included treatment group, chemotherapy, trastuzumab, age at diagnosis, lymph node status, grade, pathological T stage and OA. The proportionality of hazards was evaluated using Schoenfeld residuals and the assumptions were fulfilled.
Sensitivity analyses were performed including the number of treatment switches, type of first treatment received (TAM vs AI) and excluding women with missing start date of the first endocrine treatment. In addition, four alternative AI-endocrine treatment ratio cut-offs and five alternative age cut-offs were evaluated.
Statistical analyses were performed using R version 3.2.1 and StataSE 13.
4. Discussion
The hormonal environment changes during menopausal transition, a process that takes several years. We hypothesised that a woman's hormonal microenvironment influences the relative endocrine treatment sensitivity to TAM and AIs in the adjuvant setting. Here, we studied the relative efficacy of AIs versus TAM in ER+/HER2+ breast cancer patients grouped by age at diagnosis. We focused on ER+/HER2+ patients, since a differential effect of AIs versus TAM may have been missed in ER+/HER2+ patients that comprise only 7–15% of all breast cancer patients. To interpret our results, in light of current literature, women ≤45 years at diagnosis can be considered enriched for premenopausal patients, women diagnosed at <45 to ≤55 years considered enriched for perimenopausal patients and women >55 years at diagnosis considered enriched for postmenopausal patients. We found that perimenopausal women derived significant RFS and OS benefit from an AI compared with TAM, HR 0.47 (95% CI 0.25–0.91; P = 0.03) and HR 0.37 (95% CI 0.18–0.79; P = 0.01), respectively.
For treatment purposes oncologists consider most perimenopausal women (aged 45–55 years) premenopausal and treat them accordingly. After natural menopause these patients are considered postmenopausal. To date, no clinical trial was conducted comparing TAM and AI in this patient subset.
Our results are best understood in light of similar results from the NCIC CTG MA17 trial [
[14]- Goss P.E.
- Ingle J.N.
- Martino S.
- Robert N.J.
- Muss H.B.
- Livingston R.B.
- et al.
Impact of premenopausal status at breast cancer diagnosis in women entered on the placebo-controlled NCIC CTG MA17 trial of extended adjuvant letrozole.
]. They investigated whether 5 years of letrozole was superior to placebo after 4.5–6 years of prior TAM use. Patients were postmenopausal at randomisation and stratified by menopausal status at diagnosis. Women who were premenopausal at diagnosis but postmenopausal at randomisation were considered perimenopausal. These patients derived a more pronounced DFS benefit from letrozole when compared with placebo (HR 0.26; 95% CI 0.13–0.55;
P = 0.0003) than those who were postmenopausal at diagnosis (HR 0.67; 95% CI 0.51–0.89;
P = 0.006; interaction
P = 0.03) [
[14]- Goss P.E.
- Ingle J.N.
- Martino S.
- Robert N.J.
- Muss H.B.
- Livingston R.B.
- et al.
Impact of premenopausal status at breast cancer diagnosis in women entered on the placebo-controlled NCIC CTG MA17 trial of extended adjuvant letrozole.
]. The mechanism underlying this finding is unknown but the observation fits with our hypothesis that a changing hormonal (micro)environment influences the sensitivity of breast cancer cells to either adjuvant TAM or AI.
Studies that compared TAM and AI in premenopausal ER+ breast cancer patients were often conducted in HER2-patients or did not take HER2 status into account [
15- Gnant M.
- Mlineritsch B.
- Stoeger H.
- Luschin-Ebengreuth G.
- Heck D.
- Menzel C.
- et al.
Adjuvant endocrine therapy plus zoledronic acid in premenopausal women with early-stage breast cancer: 62-month follow-up from the ABCSG-12 randomised trial.
,
16- Masuda N.
- Sagara Y.
- Kinoshita T.
- Iwata H.
- Nakamura S.
- Yanagita Y.
- et al.
Neoadjuvant anastrozole versus tamoxifen in patients receiving goserelin for premenopausal breast cancer (STAGE): a double-blind, randomised phase 3 trial.
]. An exception are the combined SOFT/TEXT analyses, where subgroup analysis of the HER2+ patients revealed that TAM plus OA significantly improved DFS when compared with TAM only, HR 0.42 (95% CI 0.22–0.80) [
[2]- Francis P.A.
- Regan M.M.
- Fleming G.F.
- Lang I.
- Ciruelos E.
- Bellet M.
- et al.
Adjuvant ovarian suppression in premenopausal breast cancer.
]. When exemestane plus OA was compared with TAM plus OA, the difference in DFS proved non-significant, HR 1.25 (95% CI 0.80–1.94) [
[3]- Pagani O.
- Regan M.M.
- Walley B.A.
- Fleming G.F.
- Colleoni M.
- Lang I.
- et al.
Adjuvant exemestane with ovarian suppression in premenopausal breast cancer.
]. Another study, published in 2003, also reported TAM plus OA as a very effective treatment for premenopausal ER+/HER2+ breast cancer patients, although no comparison with AIs was made [
[17]- Love R.R.
- Duc N.B.
- Havighurst T.C.
- Mohsin S.K.
- Zhang Q.
- DeMets D.L.
- et al.
Her-2/neu overexpression and response to oophorectomy plus tamoxifen adjuvant therapy in estrogen receptor-positive premenopausal women with operable breast cancer.
].
Although the RFS results of SOFT/TEXT and our study are very comparable, patient populations differ. Premenopausal status was confirmed for all patients in SOFT/TEXT while we studied age at diagnosis. Another difference with SOFT/TEXT pertains to the administration of chemotherapy. While 83.1% (196/236) ER+/HER2+ patients in SOFT/TEXT received chemotherapy, 99.1% of premenopausal women in our cohort did.
The high chemotherapy use in our cohort might have led to 10%–70% of patients experiencing chemotherapy-induced amenorrhoea (CIA) or chemotherapy-induced menopause (CIM) [
[18]Risk of chemotherapy-induced amenorrhea in patients with breast cancer: a systematic review and meta-analysis.
]. The incidence of CIA and CIM likely explains why a proportion of premenopausal and perimenopausal women in our study did not receive OA while on AI treatment.
In our study, there was an impression of better survival in premenopausal and perimenoapusal women when an AI was combined with OA as opposed to an AI without OA, although the difference was not significant. For the whole group of ER+/HER2+ breast cancer patients in our study, addition of OA to TAM or AI conferred a substantial survival benefit. In the SOFT/TEXT subgroup analyses of premenopausal ER+/HER2+ patients, superiority of OA added to TAM has been shown [
[2]- Francis P.A.
- Regan M.M.
- Fleming G.F.
- Lang I.
- Ciruelos E.
- Bellet M.
- et al.
Adjuvant ovarian suppression in premenopausal breast cancer.
]. Therefore, addition of ovarian function suppression to endocrine therapy is advised [
[19]- Smith I.E.
- Dowsett M.
- Yap Y.S.
- Walsh G.
- Lonning P.E.
- Santen R.J.
- et al.
Adjuvant aromatase inhibitors for early breast cancer after chemotherapy-induced amenorrhoea: caution and suggested guidelines.
].
Most trials on the differential effectiveness of AI and TAM were conducted in postmenopausal patients that included low numbers of ER+/HER2+ patients [
[11]- Dowsett M.
- Forbes J.F.
- Bradley R.
- Ingle J.
- Aihara T.
- et al.
Early Breast Cancer Trialists' Collaborative G
Aromatase inhibitors versus tamoxifen in early breast cancer: patient-level meta-analysis of the randomised trials.
]. Our findings are consistent with results from the adjuvant BIG1-98 trial that reported a non-significant DFS benefit for AI-treated ER+/HER2+ patients compared with those receiving TAM (HR 0.62; 95% CI 0.37–1.03) [
[8]- Rasmussen B.B.
- Regan M.M.
- Lykkesfeldt A.E.
- Dell'Orto P.
- Del Curto B.
- Henriksen K.L.
- et al.
Adjuvant letrozole versus tamoxifen according to centrally-assessed ERBB2 status for postmenopausal women with endocrine-responsive early breast cancer: supplementary results from the BIG 1-98 randomised trial.
]. Other studies failed to find a difference or reported on the superiority of AI over TAM in these patients [
10- Ellis M.J.
- Coop A.
- Singh B.
- Mauriac L.
- Llombert-Cussac A.
- Janicke F.
- et al.
Letrozole is more effective neoadjuvant endocrine therapy than tamoxifen for ErbB-1- and/or ErbB-2-positive, estrogen receptor-positive primary breast cancer: evidence from a phase III randomized trial.
,
11- Dowsett M.
- Forbes J.F.
- Bradley R.
- Ingle J.
- Aihara T.
- et al.
Early Breast Cancer Trialists' Collaborative G
Aromatase inhibitors versus tamoxifen in early breast cancer: patient-level meta-analysis of the randomised trials.
,
20- Dowsett M.
- Allred C.
- Knox J.
- Quinn E.
- Salter J.
- Wale C.
- et al.
Relationship between quantitative estrogen and progesterone receptor expression and human epidermal growth factor receptor 2 (HER-2) status with recurrence in the Arimidex, Tamoxifen, Alone or in Combination trial.
,
21- Ellis M.J.
- Tao Y.
- Young O.
- White S.
- Proia A.D.
- Murray J.
- et al.
Estrogen-independent proliferation is present in estrogen-receptor HER2-positive primary breast cancer after neoadjuvant letrozole.
].
Our study has some limitations. Although this study is the largest in its kind, sample size and event rates were still relatively low. In addition, no significant AI benefit was observed in postmenopausal women. This might be a real effect, caused by a differential endocrine sensitivity of ER+/HER2+ breast cancers when compared with ER+/HER2-breast cancers. However, it may also be a result of residual confounding by indication as Dutch clinical guidelines recommend AIs for all high risk postmenopausal patients which might have diminished the positive effect of AI versus TAM treatment on patient outcome [
].
In conclusion, ER+/HER2+ perimenopausal breast cancer patients (diagnosed 45<years≤55) derived significant RFS and OS benefit from treatment with mainly AIs when compared with predominantly TAM. AI treatment, not tamoxifen, should therefore be the treatment of choice for ER+/HER2+ breast cancer patients in this age group.
The optimal treatment for premenopausal patients (aged <45 years) seems to be TAM (+OA) and for postmenopausal patients (aged >55 years) an AI, although no significant difference between the two treatments was observed in these age categories.
Article info
Publication history
Published online: December 21, 2017
Accepted:
November 9,
2017
Received in revised form:
November 7,
2017
Received:
June 26,
2017
Copyright
© 2017 The Authors. Published by Elsevier Ltd.